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A factory audit checklist for a first visit

Sourcing guide · published 1 November 2026 · two days, one plant, no interpreter
A factory visit is not a tour. It is a set of comparisons: what the quotation says against what the work-order card says, what the website claims against what the certificate wall shows, what the sales team promises against what the shift supervisor knows.

What two days can establish. That the equipment exists and is running, that the process route is complete in one building or honestly described as split, that the lot in progress carries a work order you can trace, and that the people running the line can answer a technical question without fetching a manager. That is a lot — it removes the category of supplier that is a broker with a rented conference room.

What it cannot establish. Yield on your stack-up, on-time delivery across a year, financial health, labour compliance, or whether the engineer who qualified your process will still be employed in eighteen months. A visit is a point measurement; those are trends.

The one rule that makes the visit work. Bring the documents with you — quotation, drawing, certificate numbers, the company’s own website printout — and compare them on site. A visit without the paperwork is a tour with better lighting.

1 · Six things to collect before you fly

Ask for these by e-mail, in writing. What you receive, and how fast, is the first datapoint of the audit — before you have left your desk.

DocumentWhat it is forWhat a poor answer looks like
Business licence copyMatch the legal name and USCC to the entity that will invoice youA licence for a different company, or a scanned photo with the USCC unreadable
Certificate numbersISO 9001, IATF 16949 if automotive, UL file number — with the issuing bodyCertificate PDFs with no numbers, or numbers you cannot find in the registry
Process capability sheetLayer count, minimum line/space, copper weight, board thickness range, maximum panel sizeA marketing PDF with adjectives and no numbers
Equipment listDrill, plating, AOI, electrical test, impedance test — by brand and countA list with no model numbers, or equipment the plant no longer runs
Your quotation, on their letterheadThe numbers you will check against the shop floorNumbers that change between the e-mail version and the visit
Site address in ChineseGive it to the driver; compare it to the licence and to the websiteAn address that differs from the licence — this happens more than you would expect

Address mismatch is a real finding, not a detail. In this directory, one plant’s registry address has moved twice in fourteen months while the group’s own contact page still prints the pre-2025 address, and the English business directories copied the old one. Another plant had no website at all and its registered domain resolved only for mail. If the address on the licence, the website and your invitation are three different places, resolve that before booking the flight — the difference is often a sales office versus a factory.

2 · The route to walk

Walk it in process order, in one direction, without skipping. If the plant cannot give you a continuous route, ask which steps are done elsewhere and by whom — that answer is one of the most useful things you will learn all day.

StationWhat to look forWhat to ask
Goods-in and material storeLaminate stored flat, on racks, with grade and date marked; copper foil sealedWhich laminate brands are in stock, and which one is on my quotation?
Inner-layer imaging and etchClean-room discipline, film registration, etch line running or idleWhat line/space is routine here, and what is the limit you quote reluctantly?
Lamination / pressPress cycles logged, build-up sheets posted, coupons retainedMay I see the build-up sheet for the last lot of a 6-layer board?
DrillingDrill count and brands, tool-life records, stack heightHow many spindles, and what is the smallest via you drill in production?
Plating and PTHLine chemistry logs, thickness measurement recordsHow is plated thickness verified, and how often?
Outer-layer, soldermask, legendRegistration accuracy, mask thickness, cure recordsWhich finishes run in-house, and which are outsourced?
Surface finishWhether the finish on your quotation is actually installed hereIs ENIG in-house, or sent out? If sent out, to whom?
Electrical testFlying probe or fixture, net coverage, pass/fail records, rework loopWhat is the test coverage on my board, and where does a failure go?
Final inspection and packingLighting, AVI/AOI, sampling plan, vacuum packingWhich acceptance class is applied, and who signs the release?
DespatchFinished goods labelled with lot numbers, shipping marks, carton countsWho prepares export documents, and under which entity?

At each station, one question does more work than any other: “show me the record for the last lot.” Not the procedure — the record. A factory that can produce a filled-in record within a minute is running a system. A factory that produces a blank form is running a template.

3 · Twelve photographs worth taking

Photograph numbers and dates, not machinery. Machinery photographs all look the same and prove nothing.

  1. The work-order card attached to a lot in progress — with the lot number, layer count and date legible.
  2. A panel label on the line, showing panel size and board count.
  3. The build-up drawing posted at the press, or the one for your board.
  4. The AOI or AVI screen showing a defect map with counts.
  5. The calibration sticker on the impedance tester — the date, not the machine.
  6. The electrical-test pass/fail counter for the current shift.
  7. The scrap or rework area: what is in it, and whether it is labelled.
  8. The finished-goods label with lot number and quantity.
  9. The certificate wall — close enough that the certificate numbers are readable.
  10. The goods-in rack showing laminate brand and incoming date.
  11. The chemical store, with the secondary containment visible.
  12. The despatch area on the day you leave, showing cartons ready to ship under someone’s name.

4 · Five places not to skip

1 · The electrical test room

This is where a factory’s real capability shows. Flying probe with a queue and a rework loop beside it means boards are actually tested. A test room with one machine and no queue, in a plant claiming high volume, means testing is sampled — ask what the sample is.

2 · Final inspection, at the light table

Watch an inspector work for two minutes. Which defects do they look for, and against which standard? If the answer is “whatever the customer complained about last time”, there is no acceptance class in force, whatever the quotation says.

3 · The scrap and rework area

Every factory has one. Ask what the scrap rate was last month for a board like yours, then ask to see the record. A plant that tracks scrap by lot can answer in a minute; a plant that does not will answer with a percentage that has no source.

4 · The chemical and waste store

Secondary containment, labels, and a manifest for waste leaving the site. This is where environmental findings originate — a provincial enforcement notice in this directory recorded copper discharge at 347 times the standard at a plant that had been operating for a decade.

5 · The despatch area, at the end of the day

Cartons, shipping marks and a packing list tell you who the plant actually ships for. Ask to see one shipping mark from last week — not because it names your competitor, but because it shows the plant exports in its own name rather than through a trader.

5 · Is this line my line?

The most common gap between a visit and reality is that the board you saw is not the board you will get. Three checks close most of it:

6 · Comparing the visit to the paperwork

Bring these four numbers to the plant and check them on site. Any gap is a question, not necessarily a deception — but a gap you did not check is a gap you will discover in production.

On the quotation or websiteWhere to check it on site
Layer count and capability ceilingThe build-up sheet at the press, and the work orders in progress
Monthly capacity (m² or panels)Finished-goods movement and the number of shifts actually running
Certification scopeThe certificate wall — read the scope line, not the logo
HeadcountCount workstations on the floor against the insured headcount in the registry

One number is worth calculating on the plane home: square metres of board per insured employee. In this directory’s twelve profiled plants the range runs from about 1,000 to about 13,500 m² per person-year — a thirteen-fold spread inside one Chinese prefecture. A capacity claim outside that range is not necessarily wrong, but it needs an explanation you heard in person.

7 · What the visit cannot tell you

8 · The one-page report

Write it the same evening, before the impressions fade into politeness. Eight lines:

  1. Legal entity visited, USCC, address — and whether all three matched the invitation.
  2. Process steps in-house, and which were outsourced to whom.
  3. Equipment confirmed running: drill, plating, AOI, electrical test, impedance test.
  4. Certificate numbers recorded, and the scope line as read on the wall.
  5. Lot traced end to end: yes or no, with the number.
  6. Last month’s scrap rate for a comparable board, as stated and as recorded.
  7. Three questions they could not answer, written down verbatim.
  8. Your decision: sample order, second visit, or stop — with the reason in one sentence.

9 · Common versions of this question

How long does a first factory visit need to be?

One full production day is enough to walk the route and watch a shift change; two days lets you see a different product run the second morning and compare. Less than one day means you see the conference room, one clean line and a sample wall — a presentation, not an audit.

What should I photograph on a factory tour?

Things that carry a date or a number: work-order cards, panel labels, AOI defect maps, calibration stickers, finished-goods labels, and the certificate wall with numbers legible. Machinery photographs prove nothing.

Do I need an interpreter?

For the walk-through, often not — process steps are visible and equipment is labelled in English. For the questions that matter, yes: what a work-order card means, why a lot is on hold, how scrap is recorded. Without translation you are auditing the sales team, not the factory.

What can I not verify on a visit?

Yield on your stack-up, on-time delivery across a year, financial health, labour compliance, and whether the engineers who qualified your process will still be there next year.

Should I visit before or after the sample order?

After the quotation and before the production order. The visit is where you check whether the quotation was written for the plant you are standing in — visiting before you have a quote gives you nothing to compare against.

10 · Limits

This checklist describes what to look at, not what a given plant will show you. It does not replace a formal process audit against a customer-specific standard, and it is not a substitute for first-article inspection: a visit verifies that equipment exists and runs, and a first article verifies that it runs on your design.

The estimates in section 6 come from the twelve published profiles in this directory and are stated as ranges, not benchmarks. Where this guide and a plant’s own documentation disagree, the documentation wins and the disagreement is the finding. Last reviewed 1 November 2026.